# RP2.2: Sustainability-Related Incident Occurrences

<table data-card-size="large" data-column-title-hidden data-view="cards" data-full-width="false"><thead><tr><th></th><th></th><th></th><th data-hidden data-card-cover data-type="image">Cover image</th></tr></thead><tbody><tr><td><i class="fa-bullseye">:bullseye:</i> Maximum Score</td><td><strong>Not scored</strong></td><td></td><td></td></tr><tr><td><i class="fa-pen-to-square">:pen-to-square:</i> Prefill</td><td><i class="fa-check">:check:</i> <strong>Eligible</strong></td><td></td><td></td></tr><tr><td><i class="fa-shield-check">:shield-check:</i> Validation</td><td><strong>Evidence not required</strong></td><td></td><td></td></tr><tr><td><i class="fa-arrow-trend-up">:arrow-trend-up:</i> 2026 Updates</td><td><strong>None</strong></td><td></td><td></td></tr></tbody></table>

**Has the entity been involved in any significant sustainability-related controversies, misconduct, penalties, incidents, or accidents during the reporting period? (The response to this indicator will be reviewed as part of sector leader requirements)**

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## Assessment Instructions

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<summary><strong>Intent</strong>: What is the purpose of this indicator?</summary>

This indicator assesses whether the entity communicates any sustainability-related misconduct, penalties, incidents, accidents, or breaches of codes of conduct to its investors. Recurring issues of this nature can increase the portfolio’s risk profile by creating financial, management, and regulatory burdens for the entity.

</details>

<details>

<summary><strong>Input</strong>: How do I complete this indicator?</summary>

**Select Yes or No:** If selecting ‘Yes’, select applicable sub-options.

**Sustainability-related incident occurrences:** Any cases that are related to sustainability incidents that occurred during the reporting year can be reported here. This may include both incidents for which the entity received a fine or other formal reprimand by a regulator, as well as incidents that were not formally penalized.

**Open Text Box:** The content of this open text box is not used for scoring, but will be included in the Benchmark Report. Participants may use this open text box to communicate on the process the reporting entity intends to follow in order to communicate any sustainability-related misconducts to its stakeholders.

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The information in RP2.2 may be used as criteria for the recognition of Sector Leaders.
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#### Terminology

**Sustainability fines and/or penalties**

> Sanctions resulting from an illegal act or non-compliant behavior, which directly harms the environment and/or stakeholders of the entity.

**Incident**

> An unplanned, undesired event with actual or potential adverse impacts.

</details>

<details>

<summary><strong>Validation</strong>: What evidence is required?</summary>

Evidence not required.

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## Scoring

This indicator is not scored.

***

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<summary><em>References</em></summary>

**Alignment with External Frameworks**

[SAM Corporate Sustainability Assessment (CSA) - 3.4.6 Corruption and Bribery Cases](https://portal.csa.spglobal.com/survey/documents/SAM_CSA_Companion.pdf)

[SAM Corporate Sustainability Assessment (CSA) - 3.4.7 Reporting on Breaches](https://portal.csa.spglobal.com/survey/documents/SAM_CSA_Companion.pdf)

[GRI Standards 2016 - 205-3: Confirmed incidents of corruption and actions taken](https://www.globalreporting.org/standards/gri-standards-download-center/)<br>

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## Get Support: Solution Providers

**GRESB Solution Providers** are independent, third-party organizations within the GRESB Partner network that offer specialized products, tools, and services to support sustainability performance outside the GRESB Assessment process.

Currently, there are no GRESB Solution Providers associated with this indicator.

GRESB will continue to update this section as the GRESB Solution Provider network grows. Please check back regularly to find GRESB Solution Providers who can support your sustainability performance.


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