# Table 3: Additional Indicators for Social and Employee, Human Rights, Anti-Corruption, Anti-Bribery

Focuses on additional indicators for social and employee, respect for human rights, anti-corruption and anti-bribery matters. These are considered to be optional although participants are encouraged to report on at least one of those indicators so financial market participants can abide by regulatory requirements.

**Please note:** These indicators are optional and not mandatory to report on.

***

<table><thead><tr><th width="143.7843017578125"></th><th width="191.07421875"></th><th width="128.0078125"></th><th></th></tr></thead><tbody><tr><td></td><td><i class="fa-flag-swallowtail">:flag-swallowtail:</i>  Topic</td><td><i class="fa-pen-to-square">:pen-to-square:</i> Pre-fill</td><td><i class="fa-shield">:shield:</i> Evidence</td></tr><tr><td><a href="/pages/n6cRVoyGuUCbacxy9jOS" class="button primary">Indicator 1</a></td><td><strong>Investments in Companies Without Workplace Accident Prevention Policies</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/rgoI7CuZt28hVdTWLlkp" class="button primary">Indicator 2</a></td><td><strong>Rate of Accidents</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/l8LGNCSREQRhgpGMt0Qo" class="button primary">Indicator 3</a></td><td><strong>Number of Days Lost to Injuries, Accidents, Fatalities or Illness</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/X2tcWxIXdJI3fltTCkvp" class="button primary">Indicator 4</a></td><td><strong>Lack of a Supplier Code of Conduct</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/9shwfCuz6snmfveqALRJ" class="button primary">Indicator 5</a></td><td><strong>Lack of Grievance/Complaints Handling Mechanism Related to Employee Matters</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/9CUy60quqdtbr61vbjX8" class="button primary">Indicator 6</a></td><td><strong>Insufficient Whistleblower Protection</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/FdF2iDtL82Op7tZdjU92" class="button primary">Indicator 7</a></td><td><strong>Incidents of Discrimination</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/NXw5aBQBd0oNniHFCgkk" class="button primary">Indicator 8</a></td><td><strong>Excessive CEO Pay Ratio</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/QhB6TjRFKvZFb2izknJO" class="button primary">Indicator 9</a></td><td><strong>Lack of a Human Rights Policy</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/L5h0mNIDijzW98iaEh63" class="button primary">Indicator 10</a></td><td><strong>Lack of Due Diligence</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/gQD3IPEj1CAsaqFuauIM" class="button primary">Indicator 11</a></td><td><strong>Lack of Processes and Measures for Preventing Trafficking of Human Beings</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/uvLXXhIIGxDbMSKgvcmL" class="button primary">Indicator 12</a></td><td><strong>Operations and Suppliers at Significant Risk of Incidents of Child Labor</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/75dTZsOUW9lMoWb7nwY0" class="button primary">Indicator 13</a></td><td><strong>Operations and Suppliers at Significant Risk of Incidents of Forced or Compulsory Labor</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/BeX6viwa2PgfBbwtAw5B" class="button primary">Indicator 14</a></td><td><strong>Number of Identified Cases of Severe Human Rights Issues and Incidents</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/BpFSzNPt0sLi3Pm0jzcK" class="button primary">Indicator 15</a></td><td><strong>Lack of Anti-Corruption and Anti-Bribery Policies</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/hYCUcDhvjk6aa2sDSDPf" class="button primary">Indicator 16</a></td><td><strong>Cases of Insufficient Action Taken to Address Breaches of Standards of Anti-Corruption and Anti-Bribery</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr><tr><td><a href="/pages/TB3NwwCk0LeEXCowEo6P" class="button primary">Indicator 17</a></td><td><strong>Number of Convictions and Fines for Violation of Anti-Corruption and Anti-Bribery Laws</strong></td><td><strong>Eligible</strong></td><td><strong>Not required</strong></td></tr></tbody></table>


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